Этика и Принципы

NCI Finance strives to ensure the highest level of ethics and integrity in its operations and in its dealing with its clients.  Our principles are the foundation of our credo but our professional integrity is also tied to our daily actions that demonstrate not only an adherence to our principles but to an overarching desire for integrity, transparency and honesty in every facet of professional conduct.

Our Promise to Our Customers is as Follows:

 We will always act fairly and with integrity and honesty when representing NCI Finance, and we will comply with the letter and spirit of all applicable laws and rules.

 We will put our clients’ legitimate interests first and provide our clients superior services.

 We will act to maintain the good reputation of our shareholders.

 We will seek to minimize conflicts and potential conflicts of interest. If conflicts do arise, we will manage them fairly and in the best legitimate interest of our clients.

 We will respect the confidential nature of the information we handle, and never divulge or use confidential information for personal benefit (for example, we will not trade on so-called “insider information”) or for the unauthorized use by others.

We will help ensure our organization is not utilized to conduct illegal or illegitimate activities.

 We will interact with our colleagues professionally and courteously at all times; never contribute to a hostile work environment; and never discriminate on the basis of race, color, gender, age, disability, ethnic or national origin, marital status, religion, sexual orientation, or any other status protected by applicable law.

 We will interact with our regulators and law enforcement agencies professionally, and in an open and cooperative manner, and we will deal with our competitors respectfully.

 We will help create an energizing and supportive environment at NCI by working together as a team and always seeking to advance our good reputation and standing. Among other things, we will be positive contributors to our industry’s good reputation and to our local communities.

 As consistent with Principles of Conduct 1-9, we will work together to achieve our business objectives.