CYSEC
NCI Finance Ltd is authorized and regulated by the Cyprus Securities and Exchange Commission (License No. CIF 136|11) and holds a cross border license, authorizing the company to provide investment services internationally. The Cyprus Securities and Exchange Commission (CySEC) is the supervisory and regulatory authority for Investment Services firms in Cyprus and is a member of the Committee of the European Securities Regulators (CESR).
NCI Finance Ltd complies with all applicable EU and local regulations including the European Markets in Financial Instruments Directive (MiFID) and the Cyprus Investment Services and Activities and Regulated Markets Law of 2007 (Law 144(I)/2007).
CYSEC LICENSE - EN (Download PDF)
CYSEC LICENSE - GR (Download PDF)
MiFID
The European Parliament and Council adopted the Directive 2004/39/EC, dated 21 April 2004, on Markets in Financial Instruments (MiFID), which came into effect on 1/11/2007 and aims to regulate the markets of financial instruments for provision of investment services and activities within the European Economic Area (EEA). The Directive has also been adopted in Cyprus through the Cyprus Investment Services and Activities and Regulated Markets Law of 2007 (Law 144(I)/2007).
The European Union's Markets in Financial Instruments Directive (MiFID) provides a harmonized regulatory regime for investment services within the European Economic Area. The main objectives of the Directive are to increase efficiency, enhance financial transparency, increase competition, and offer greater consumer protection in investment services. One of the unique principles of MiFID is that an investment firm may freely provide its investment and ancillary services within the territory of another member state and/or a third country, provided that such services are covered by the investment firm's authorization.
(CYSEC - license no CIF 136|11) and is compliant with the European Communities Directive 2004/39/EC
on Markets in Financial Instruments (MiFID)
Important: Please, read all of the Legal Documents (*Terms of Business, *Risk Disclosure, *Disclaimer).
You should be fully aware of the risks involved, before deciding to trade.
